GRIP2 min read
GRIP2 min read
GRIP4 min read
Notification to the FCA requires sufficient indications that a transaction or order might constitute market abuse.
Our at-a-glance guide to recent FCA activity.
Hameed Shuja8 min read
We take a look at the environmental and social costs of TikTok, including its carbon footprint and the role of finfluencers in sharing non-compliant financial promotions.
Jean Hurley1 min read
Assessing proposals to make the remuneration regime for banks “more effective, simple and proportionate”, while still ensuring accountability for risk taking and appropriate outcomes for consumers and markets.
Billy Bradley | CMS, Mark Walker | CMS, Connie Fan | CMS8 min read
The proposals for a new private stock market have been given a boost as the UK regulator unveils plans to consult with the industry.
Jean Hurley3 min read
Revised proposals will make the secondary trading platform more attractive for companies.
CMS4 min read
Our at-a-glance guide to recent FCA activity.
Hameed Shuja3 min read
This series of articles is based on an extended dialogue between compliance and surveillance veterans Emily Wright and Rob Mason.
Thomas Hyrkiel4 min read
A year on from the FCA's Dear CEO "warning shot" to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.
Michael Lawrence | Bovill Newgate5 min read