Julie DiMauro3 min read
Jean Hurley, Hameed Shuja47 min listen
Jean Hurley3 min read
Notification to the FCA requires sufficient indications that a transaction or order might constitute market abuse.
Under the new rules, serious bullying and harassment in all regulated firms will qualify as misconduct.
Hameed Shuja, Thomas Hyrkiel3 min read
Jessica Rusu, Chief Data, Information and Intelligence Officer at the FCA delivered the keynote at the AI and Digital Innovation Summit.
Jean Hurley3 min read
One key proposal is the introduction of "targeted support", aimed at people with common financial characteristics.
Hameed Shuja2 min read
The SFO’s recent guidance is just one piece of a larger puzzle.
Our at-a-glance guide to another week of FCA activity.
Hameed Shuja2 min read
Facing harsh criticism from government and parliament, the UK's regulator continues to defend highlighting measures in support of economic growth.
Hameed Shuja3 min read
M&A activity could see an amalgamation of the consolidators as private equity seeks to exit its investments, realising its gains.
James Marshall | Bovill Newgate2 min read
Compliance professionals wrestled with current challenges at the latest Global Relay Hedge Funds event in London.
Alex Viall3 min read